Introduction
Parole is an integral part of the correctional process. It
is a kind of consideration granted to the prisoners to help them to come back
into the mainstream of life. It is nothing but an instrument of social
rehabilitation of the prisoner. In recent times, however, the concept has seen
a wide shift with parole been utilized by the rich and influential class to
escape the prison sentence. Thus, we have the infamous examples of Manu
Sharma[i], Bibi Jagir Kaur[ii]or Biti Mohanty[iii]who are enjoying the
intermittent bliss of free life, even after committing heinous offences and
conviction. In contrast, stands the lakhs of other prisoners, whose pleas of
parole fall in deaf ears, and being poor and influential, they do not have
means to utilize the process or are unjustifiably refused the benefit on flimsy
grounds. The present article is an attempt to revisit the concept of parole,
its underlying object, means and processes in the legal system and finally, the
issues which are of immediate concern in recent times.
Concept and Philosophy
behind Parole
The word ‘Parole’ comes from the French word “je donne ma
parole” meaning ‘I give my word’, while the dictionary definition is ‘word
of honour’[iv]. The term ‘parole’ was first coined in a correctional context in
1847 by Samvel G. Howe, a Boston penal reformer. Later, Parole was introduced
by Brockway Zebulon in the year 1876 as a way to reduce jail overcrowding and
at the same time as a way to rehabilitate prisoners by encouraging them to win
their way out of prison through good behavior. Parole is rewards granted to
prisoners for good behavior, they entail a reduction in the number of years and
months one serves in prison[v].
Parole
had its root in the Positivist School. The Classical School of thought opined
that people are free to choose their own conduct. While committing any crime,
an offender always calculates his gain, his pleasure, at the cost of other’s
pain. So he must be punished. But the Positivist school argued that it is
the circumstance which forces anybody to commit crime. So he must be
rehabilitated. From there the thought of parole arose. It provides a second
chance to the prisoner to rehabilitate himself. The offender might have
committed an offence, but it is not desirable that he always be labeled and
must not be given any chance to rehabilitate himself. Its objectives are
twofold: the rehabilitation of the offender and the protection of society. It
is a means of helping the inmate to become a law-abiding citizen, while at the
same time ensuring that he does not misbehave or return to crime[vi].
Parole
ideally includes treatment in the form of supervision, guidance and assistance.
It has been rightly held that all released prisoners can benefit from the
guidance of parole officers, but the benefit that society itself would derive
if all prisoners were kept under close surveillance during the period of
adjustment immediately following incarceration, is also considerable[vii].A
prisoner who has spent a decade inside has lost touch with the everyday world
of transport, shopping and renting, but has gained a set of different everyday
living skills relevant to prison life that needs to be unlearned[viii].
Parole
gives a chance of reformation to the prisoner. It can have a positive impact
towards changing the prisoner’s attitude to what they have done and make them
come to accept that their behavior was wrong[ix].
Theoretical
Foundations of Parole
There are a number of theories which state as to how and why
parole as a means of reformation has come into being and provide the rationale
in introducing the same into the criminal justice system[x].
Grace Theory: The
theory draws its vitality from Justice Cardozo’s famous dictum in Escoe
v Zerbst that “probation or suspension of sentence comes as an act
of grace”. Under the grace theory, both the establishment of a parole system
and the release of an individual prisoner are gratuitous acts by a merciful
executive[xi]. Parole is analogized to a pardon, the grant of which was “an act
of grace”. Using the grace theory, the courts have been able to dismiss the
possibility of prisoners’ rights to be paroled and to minimize the legal
protections accorded a parolee’s limited freedom. “When the board grants a
parole, it does so as a matter of grace and not as a duty”[xii]. According to
the theory, since parole is a gift, it may be conditioned as the grantor
pleases. Thus, in permitting revocation of the gift, whatever the grounds of
revocation, the courts can maintain a defensible position.
Contract Theory: When
the parolee leaves the prison, he often signs a form setting forth the
conditions of his release. This formality has given rise to the contract
theory. The parolee accepts the conditions of his parole just as a party to a
business contract agrees to be legally bound by its terms. Because he has
accepted the parole terms, whatever rights they cut off, the parolee is stopped
from complaining about those terms. As all of the meanings derive from the
French parole meaning ‘word’, the term came to be associated with the release
of prisoners based on their word of honor to abide by certain restrictions.
Consistent with the contract concept, theoretically, the parolee may reject the
proffered terms. The rejection option finds its origin in United
States v. Wilson[xiii]. The Court noted that acceptance was a requisite
of an effective pardon[xiv].
Custody Theory: Parole
statutes specifically state that parolees remain in the legal custody of the
warden, parole board, or other agent of the executive. From this, courts
have derived the custody theory. Parole “is in legal effect
imprisonment”, and the parolee is “constructively a prisoner…fettered by the
conditions and restrictions of his parole”. The parolee is in
“substantially the same position as a ‘trusty’….”.[xv] A violation of the
conditions of his release relegates him to the status of an escaped
prisoner. As are the other theories, the custody theory is often used to
insulate parole matters from judicial examination and review on both non constitutional
and constitutional grounds. The parolee is limited to the status of an
inmate, and parole is the administrative exercise of the prison discipline
authority, subject to the wide discretion granted prison officials when dealing
with persons committed to their custody.
Exhausted Rights: The
exhausted rights theory is a concomitant of the custody theory. Its
origins lie in the view that parole is a part of the prison system, and not a
part of the sentencing process. After the accused is convicted by a trial
in which all his rights are protected, “constitutional guarantees … do not
extend to a later enforcement of punishment already validly imposed.” In
short, the theory posits that the accused is entitled to a fixed quantum of due
process protection, and that this is satisfied by his original trial and
sentence. The prisoner’s due process rights are then exhausted until the
end of his maximum sentence. This theory is clearly addressed to the
“criminal case” and “criminal prosecutions” applications of the fifth and sixth
amendments, and seeks to insulate the parole process from applications of the
amendments by denying that post-conviction disposition is within their
scope[xvi].
Parens Patriae: Closely
tied to custody is the parens patriae theory. Based on the rehabilitation
model of correction, parens patriae limits the rights of prisoners and parolees
on the basis of a perceived need for great discretion and flexibility in
rehabilitating the parolee. It assumes that “the Board of Parole as an
identity of interest with the parolee … to foster his rehabilitation…”[xvii]
because one need not be protected from another who has an identity of interest,
the theory serves to insulate the parolee from judicial concern. This
rationale and the consequences of this theory are comparable to those long
applied in the juvenile law area, but rejected not many years ago in In
re Gault. [xviii]
Parole in India
In India, the grant of Parole is largely governed by the
rules made under the Prison Act, 1894 and Prisoner Act, 1900. Each of the
States has its own parole rules, which have minor variations with each
other.[xix] There are two types of parole- custody and regular. The custody
parole is granted in emergency circumstances like death in the family, serious
illness or marriage in the family. It is limited to a time span of six
hours[xx] during which the prisoner is escorted to the place of visit and
return therefrom. The grant of parole is subject to verification of the
circumstances from the concerned police station and is granted by the
Superintendent of Jail[xxi].
Regular
Parole is allowed for a maximum period of one month, except in special
circumstances, to convicts who have served at least one year in prison. It is
granted on certain grounds such as:
Serious
Illness of a family member
Accident
or Death of a family member
Marriage
of a member of the family
Delivery
of Child by wife of the convict
Maintain
family or social ties
Serious
damage to life or property of the family of convict by natural calamities
Pursue
filing of a Special Leave Petition.
Certain
categories of convicts are not eligible for being released on parole like
prisoners involved in offences against the State, or threats to national
security, non-citizens of India etc. People convicted of murder and rape of
children or multiple murders etc. are also exempted except at the discretion of
the granting authority[xxii].
As
per procedure, after an inmate seeks parole, jail authority (Superintendent)
asks for a report from the police station that had made the arrest. The report,
with all other papers like medical report (in case of illness being reason for
parole), recommendation of the Superintendent are then sent to the Deputy
Secretary, Home (General), State Government which decides on the
application[xxiii]. In some States, the application along with the police
report and recommendation is sent to the Inspector General of Prison, which is
then considered by the District Magistrate. The State Government takes the
decision in consultation with the District Magistrate. A prisoner who overstays
parole is deemed to have committed an offence under Section 224 Indian Penal
Code, 1860 and may be prosecuted with Government sanction and forfeit all
remissions earned.
Judicial Approach
towards Grant of Parole
Penological innovation in the shape of parole is claimed to
be a success in rehabilitation and checking recidivism[xxiv]. That’s the view
of the Indian judiciary. In Mohinder Singh[xxv], parole has
been defined as “a conditional release of a prisoner, generally under supervision
of a parole officer, who has served part of the term for which he was sentenced
to prison”. Parole relates to executive action taken after the door has been
closed on a convict. During parole period there is no suspension of sentence
but the sentence is actually continuing to run during that period also.”[xxvi]
In Babu
Singh and Ors. v State of U.P. [xxvii], Justice
Krishna Iyer remarked that “It is not out of place to mention that if the State
takes up a flexible attitude it may be possible to permit long spells of
parole, under controlled conditions, so that fear that the full freedom if
bailed out, might be abused may be eliminated by this experimental measure,
punctuated by reversion to prison. Unremitting insulation in the harsh and
hardened company of prisoners leads to many unmentionable vices that humanizing
interludes of parole are part of the compassionate constitutionalism of our
system”[xxviii].
In Babulal
Das v The State of West Bengal[xxix], the Court opined
that persons kept incarcerated and embittered without trial should be given
some chance to reform themselves by reasonable recourse to the parole power …
calculated risks, by release for short periods may, perhaps, be a social gain,
the beneficent jurisdiction being wisely exercised. Again in Inder
Singh v The State (Delhi Administration)[xxx]
the Court has emphasized on the need for liberal use of parole even in the case
of heinous crimes.[xxxi]
In
the recent case of C.A. Pious v The State of Kerala
and Anr.[xxxii], while discussing the scope of the term ‘life
imprisonment’, the apex court held “In our view, penal humanitarianism and
rehabilitative desideratum warrant liberal paroles, subject to security
safeguards, and other humanizing strategies for inmates so that the dignity and
worth of the human person are not desecrated by making mass jails anthropoid
zoos. Human rights awareness must infuse institutional reform and search for
alternatives.” [xxxiii]. It added that “Section 433A Cr PC does not forbid
parole or other release within the 14-year span. So to interpret the section as
to intensify inner tension and intermissions of freedom is to do violence to
language and liberty.”
Critical Issues in
Parole
Two significant issues arise in case of Parole in
contemporary India- one, the refusal of grant of parole on insufficient grounds
and second, the misuse of parole. A glance at the statics of Prison Population
in the year 2011 reveals that there are about 128592 convicts lodged in
different prisons in India. These persons have been found guilty of different
offences under the Penal Code and special laws. Out of that, 28581 have been
temporarily released in the year 2011, just about 22% of the prison population.
Some states have recorded an appreciable number of released convicts like
Punjab, Tamil Nadu, Haryana, while other States have recorded substantially low
numbers in this regard. Though the release of prisoners is dependent upon
several factors, it is important to emphasize that probably the provision of
parole is not being utilized to the full.
Details of Prisoners on Parole in Select States of India
(2011)
|
Sl. No
|
State
|
Prison Population (Convicts)
|
Released on parole
|
Parole Absconded
|
|
1
|
Punjab
|
7526
|
6646
|
65
|
|
2
|
Maharashtra
|
7952
|
1706
|
333
|
|
3
|
Uttar Pradesh
|
28051
|
113
|
19
|
|
4
|
Rajasthan
|
6159
|
1977
|
39
|
|
5
|
Himachal Pradesh
|
942
|
464
|
27
|
Source: Prison Statistics, National Crime records Bureau, 2011.
Misuse of Parole: A
Route of escape and Reoffending?
While the notion of parole has been emphasized and
re-emphasized by the Judiciary and penologists alike to reduce the ills of
prison life, whether parole really serves a purpose or provides a means to
escape becomes a significant question. The recent case of Manu Sharma drew the
ire of the entire nation towards a casual prison administration, and an even
more casual State Government, which granted and vociferously supported the
grant of Parole to a convict in the Jessica Murder case.
In Sidharth
Vashisht @ Manu Sharma v The State (N.C.T. of Delhi)[xxxiv],
Manu Sharma murdered Jessica on 30thApril, 1999 at about 2 a.m. Manu
belonged to a rich influential political family. On 20thDecember,
2008 he was sentenced with life imprisonment and fined by the Delhi High Court.
On 24thSeptember, 2009, he was granted parole for one month. Later
it was extended to one more month. Manu Sharma asked for parole on three
grounds: to attend religious rites for his late grandmother, to tend to his
ageing mother and, as the largest shareholder of Piccadilly Industries, to take
care of the family’s business interest. He returned to Jail on 10thNovember,
2009, only after he was traced to a Delhi pub enjoying his night life with
friends, drinks and dance. Media flashed the same in national newspapers.
Meanwhile, his (ill) mother was found attending programs and functions in
different parts of the capital[xxxv]. Investigation further revealed that his
grandmother passed away on April, 2008 and he was appealing for parole on that
very ground after one year and seven months of her passing away. Again on
November 2011, the High Court granted him five days parole to attend his
brother’s wedding, but on the condition that he should not visit any clubs or
discos. “Interestingly, the parole was granted despite Sharma violating his
earlier parole. Justice VK Shali, while issuing notice to the Delhi Police on
Sharma’s application, had mentioned his conduct while he was on parole pointing
out that he visited discotheques in violation of parole conditions. ‘He need
not attend all (wedding functions),’Shali had commented earlier while rejecting
his request for parole from 10-20 November. The Delhi Police, however, did a
U-turn on their earlier stand of opposing parole for Sharma. Senior lawyer
Pawan Sharma, appearing for the Delhi Police, did not oppose Sharma’s parole
plea but told the court that they had “no objection” if he gave an undertaking
to the court that he would not leave Karnal and Ambala. In its earlier
affidavit submitted to the court last week, the Delhi Police had objected to
Sharma’s plea pointing out that his past conduct did not entitle him to
parole.”[xxxvi]
The
day Manu Sharma sauntered out of Delhi’s Tihar jail on parole, he left behind
over a dozen irate, but helpless prisoners. They too had applied for parole,
much before him; their reasons were as varied as a marriage in the family, the
settlement of a property dispute and the need to tend to sick family members.
However, there’s been no word on their applications[xxxvii]. Reportedly, till
September 15, 2009, the Delhi Government had granted parole to only 11 out of
132 applicants[xxxviii].
Another
case is Bibi Jagir’s Kaur. Bibi Jagir was jailed for her
role in her daughter’s kidnapping. The murder charges against her had been
dropped. She was sentenced to 5 years imprisonment. She was granted parole just
after 4 months of her imprisonment. It was reported that preferential treatment
had been extended to her as she was the former Cabinet Minister of
Punjab[xxxix].
The
latest case on parole is Bibi Mohanty case. The
convict, in the instant case, the son of a DGP, Orissa, was sentenced for rape
of a German national. He was sentenced to seven years rigorous imprisonment
along with fine. In November 2006, he was granted fifteen days parole to visit
his ailing mother. At that moment his father stood as his surety. However, soon
thereafter, he escaped and his father pleaded ignorance about his whereabouts.
A significant period of seven years elapsed, after which on a tip off, the
police was able to arrest him from Kerala in March, 2013[xl]. The convict had,
by then, changed his identity, and refused to reveal himself as Biti Mohanty.
His father, seconded him, refusing to accept that the person arrested was his
son. A court has recently ordered the DNA profiling of the convict to establish
his identity.
An
audit finding of Comptroller and Auditor General (CAG) also showed how parole
granted to prisoners had not only been abused but in a majority of the cases
jailbirds had made it a favourite escape route. The auditor called for records
from Amritsar central jail and from four Superintendents of Police and found
that more than 8,200 prisoners convicted for serious crimes under NDPS Act,
murder, rioting, armed with deadly weapons etc., and released on parole between
May 2001 and May 2008, did not surrender even after expiry of their parole
period[xli].
Looking
at the seriousness of the issue, CAG brought the matter to the notice of the
Centre when it found that late reporting of non-surrender of prisoners by the
SPs coupled with inaction on the part of SPs, SHOs and DMs facilitated the
offenders to misuse the facility and that it was becoming almost a trend. The
police’s record of tracking parole jumpers is also dismal. In Maharashtra, only
310 were re-arrested, in Punjab, 80 and in UP, 14 between 2007 and 2011.
“Jumping parole is no big deal. Even those convicted for hard crimes are easily
able to obtain no-objection certificates about their character, and get parole.
From there, it is a short step to not report back to prison,” says a senior IPS
office[xlii].
Parole
also provides a dangerous opportunity to a criminal to engage in criminal
activities while on parole. As in Saibannav State of
Karnataka[xliii], the appellant killed his first wife and was serving
his life sentence. He was released for a month on parole during which time he
killed his second wife and child inflicting as many as 21 injuries on the body
of the person. The Supreme Court agreed that the case at hand was a “rarest of
rare case” involving pre-planned brutal murders without provocation and that
the only condign punishment was sentence of death. In yet another case of Krishan v State
of Haryana[xliv]punishment of life imprisonment was awarded where the
murder was committed while the accused was already undergoing life imprisonment
and was on parole.
Refusal of Parole:
Executive Arbitrariness and Apathy
While this is the picture on one side, on the other, stands
the dismal apathy of the State Governments to grant parole to prisoners.
“Release on parole is a wing of the reformative process and is expected to
provide opportunity to the prisoner to transform himself into a useful citizen.
Parole is a grant of partial liberty of lessening of restrictions to a convict
prisoner.”However, in this country, there are no statutory provisions
dealing with the question of grant of parole. The Code of Criminal Procedure,
1973 does not contain any provision for grant of parole. By administrative
instructions, however, rules have been framed in various States, regulating the
grant of parole. Thus, the action for grant of parole is generally speaking an
administrative action.
Parole
Rules or administrative instructions, framed by the Government are purely
administrative in character and for securing release on parole, a convict has,
to approach the Government concerned or the jail authorities. Unfortunately,
however, in most cases, the executive acts in a mere mechanical manner, without
application of mind and appreciation of facts and refuses the chance of parole
to the convicts. The police reports are also prepared without due consideration
to ground realities and more often, indicate a threat to law and order or
breach of peace, without substantiating the grounds for such apprehension.
Thus, in Asha Ram v State of Rajasthan[xlvii], a
letter was addressed to the Court by the convict that he was behind bars for a
considerable period and his plea for parole was rejected in view of a baseless
police report. The Court examined the report sent by the Superintendent of
Police and concluded that the same was vague and uncertain. “It is well settled
that the object for grant of parole is to make necessary efforts to
rehabilitate a convict-prisoner in the main stream of society. Maintaining of
law and order and prevention of breach of peace are the aspects required to be
taken care of by the authorities concerned but on vague and uncertain
suggestions, the petitioner cannot be denied parole when he is otherwise
eligible and entitled therefor.” The Court accordingly ordered his release for
a period of 20 days with conditions[xlviii]. In Kesar Singh
Guleria v State of Himachal Pradesh and
Ors.[xlix], referring to the grounds for declining parole
the Court proceeded to hold that a mere disturbance of law and order leading to
disorder is not the same as disturbance which subverts the public order. An
apprehended breach of peace or the possibility of the prisoner committing a
crime during the parole period, without anything more, would constitute a law
and order problem and not a problem touching public order. It would thus appear
that “public order” comprehends disorder of lesser gravity than those affecting
“security of the State” and that “law and order” comprehends disorders of
lesser gravity than those affecting “public order”. In cases involving problems
of law and order, the proper course to be adopted is not to give an opinion
that the request for release be rejected but to advice that the release be
ordered subject to appropriate conditions, such as, that surveillance be kept
over the prisoner during the period of his temporary release and that he asked
to report to the nearest police station at appropriate intervals.
Laying
down the criteria for probable refusal of parole, the Delhi High Court
specified the following[l]:
i)
A reasonable apprehension, based upon material available with the Government
such as the circumstances in which the offence is alleged to have been
committed by him and the other cases if any in which he is involved, that the
petitioner, if released on bail may not return back to Jail to undergo the remaining
portion of the sentence awarded to him;
ii)
A serious apprehension of breach of law and order or commission of another
offence by the petitioner if he comes out on parole;
iii)
Past conduct of the petitioner such as jumping the bail or parole granted earlier
to him;
iv)
A reasonable possibility of the petitioner trying to intimidate or harm those
who have deposed against him or their relatives.
The
Court emphasized that it is neither possible nor desirable to exhaustively lay
down all such grounds as would justify denial of parole in a particular case.
Each case has to be examined by the Government dispassionately and with an open
mind, taking into consideration all relevant facts and circumstances[li]. In no
case, a mechanical rejection of request for release on parole, such as for
breach of apprehension of peace, is warranted by law. The competent authority
is required to pass reasoned and speaking order, whenever it is to decline
request for temporary release specifying danger to the security of the State or
of public order and the grounds on which such opinion is held.
Human Rights v. Social
Security
The grant of parole is not a matter of right, but a
concession granted to the prisoner. The grant is regulated by rules laid down
in each state and is a part of executive discretion. Such discretion cannot be
exercised arbitrarily or capriciously, without due application of mind. It is
important that the power to release a prisoner is exercised objectively keeping
in view the intention of the legislature and the purpose of the same.
The
grant of parole should be based on twin considerations- human rights and social
security. It is important to ensure that the convict is not deprived of his
rights as a human being. The imposition of sentence, in itself, impairs the
exercise of basic rights granted under the Constitution. The liberties and
freedoms remain curtailed during the term of sentence. But that should not take
away the fundamental humane considerations of life such as attending to family
members in need or an opportunity of happy reunion with family and friends.
Long years of incarceration without breaks are more likely to dehumanize the
mental frame, while temporary release may soften the criminal proclivities.
The
issue of social security is an equal area of concern where the release should
not, in any way, interfere with the safety of the community or victims. It is
important to ensure that the released convict does not use parole as a means to
escape the rigors of law or commit further offences. A fine balance between the
twin considerations have to be achieved and the State, including the Prison
authorities, have a significant role to play in this regard. Parole decision
makers should prepare themselves well before making a decision. They should know
about the crime, how the crime affected the victim and what role the offender
played. They should understand the pattern of criminality that preceded the
crime and the contribution that the offender’s social history and life’s
choices made to his criminality. Decision makers should inform themselves of
the inmate’s recent behavior in the institution and the inmate’s needs and
responsibilities on returning. The grounds on which parole is sought have to be
satisfactorily established and thereupon, the decision of parole has to be
objectively determined. Additionally, they must satisfy themselves, that the
grant of parole should not send a wrong message to the society. The impact of
parole on people should be carefully understood and appreciated.
The
grant of parole to a particular convict should be based on considerations such
as:
Nature
of Offence and circumstances related thereto;
Time
spent in prison;
Conduct
of the convict;
Previous
antecedents, if any;
Possibility
of engaging in illegal activities, committing crimes, during the period;
Possibility
of seeking vengeance, causing harassment, in specific categories of crimes;
Impact
of release on society;
The
decision of the State to accept or reject parole must be communicated to the
convict at the earliest, along with the reasons for the same. A reasoned
decision or speaking order lies at the root of fair decision-making process.
The State should attempt to make more liberal use of the provision, with
variations made, only is sparing cases of threats to security of State or
public order. Even there, as has been earlier reiterated, an endeavor should be
made to release the prisoner with such conditions as would hold him down and
compel him to adhere to good conduct.
The
current trend in India of grant to parole to politically influential people or
wealthy groups is indeed disturbing and speaks volumes of the ludicrous manner
in which the State determines cases before it. In spite of repeated judicial
interventions in this regard, the State has done little to indicate the changes
being made in this regard. The State government, with its known biases and
political leanings, have continued to take decisions favorable to certain
categories of people, while refusing innumerable others who may have justified
grounds for seeking such release. Therefore, it is important to emphasize that
the State must take fair, reasonable and unbiased decision for grant of parole
and the same should be clarified in each case
Conclusion
The call for freedom and liberty is the highest call of
conscience. The concept of parole is in line with the call of human mind to
break free from the shackles of confinement and establish oneself in the warmth
of societal love and acceptance. However it is more easily said than done.
While the philosophy behind parole has been hailed and the judiciary has called
for a liberal use of parole, the subjective satisfaction of the executive in
grant of the same has posed a major roadblock in recent times. Inconsistent
orders based on irrelevant grounds, callous police reports, misuse of the same
to appease people in power and position has devoid the concept of its
underlying purpose and utility. Probably, the fault lies, not in the underlying
nobility with which it has been conceived, but in the manner of its usage. The
State has displayed a lack of sound consideration in matters of determination
of parole. It is important to revisit and re look at the existing system of
Parole in India and give it some serious consideration.